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Goodbye Private Placement, Hello 146 - Recent Appellate Court Decisions Suggest That Investment Bankers Should No Longer Rely on the Private Placement Exemption
(Creighton University School of Law, 1973)
INTRODUCTION|"For 40 years there has been great uncertainty as to what constitutes a private offering." - Former S.E.C. Chairman William J. Casey (1972). When the Securities Act of 1933 was adopted by Congress, it contained ...